Conflicts of Interest Policy
Research Disclaimers • Ratings Distribution • Conflicts of Interest Policy • Compendium Disclosures • Best Execution • Execution Quality
利益冲突披露Conflict of Interest Disclosures
海通国际及其某些关联公司可从事投资银行业务和/或对本研究中的特定股票或公司进行做市或持有自营头寸。就本研究报告而言，以下是有关该等关系的披露事项（以下披露不能保证及时无遗漏，如需了解及时全面信息，请发邮件至ERD-Disclosure@htisec.com）
HTI and some of its affiliates may engage in investment banking and / or serve as a market maker or hold proprietary trading positions of certain stocks or companies in this research report. As far as this research report is concerned, the following are the disclosure matters related to such relationship (As the following disclosure does not ensure timeliness and completeness, please send an email to ERD-Disclosure@htisec.com if timely and comprehensive information is needed).
海通证券股份有限公司和/或其子公司（统称“海通”）在过去12个月内参与了002152.CH的投资银行项目。投资银行项目包括：1、海通担任上市前辅导机构、保荐人或主承销商的首次公开发行项目；2、海通作为保荐人、主承销商或财务顾问的股权或债务再融资项目；3、海通作为主经纪商的新三板上市、目标配售和并购项目。
Haitong Securities Co., Ltd. and/or its subsidiaries (collectively, the "Haitong") have a role in investment banking projects of 002152.CH within the past 12 months. The investment banking projects include 1. IPO projects in which Haitong acted as pre-listing tutor, sponsor, or lead-underwriter; 2. equity or debt refinancing projects of 002152.CH for which Haitong acted as sponsor, lead-underwriter or financial advisor; 3. listing by introduction in the new three board, target placement, M&A projects in which Haitong acted as lead-brokerage firm.
002152.CH目前或过去12个月内是海通的投资银行业务客户。
002152.CH is/was an investment bank clients of Haitong currently or within the past 12 months.
福建新大陆环保科技有限公司,新大陆科技集团有限公司,新大陆科技集团有限公司 及 300773.CH目前或过去12个月内是海通的客户。海通向客户提供非投资银行业务的证券相关业务服务。
福建新大陆环保科技有限公司,新大陆科技集团有限公司,新大陆科技集团有限公司 and 300773.CH are/were a client of Haitong currently or within the past 12 months. The client has been provided for non-investment-banking securities-related services.
300773.CH目前或过去12个月内是海通的客户。海通向客户提供非证券业务服务。
300773.CH is/was a client of Haitong currently or within the past 12 months. The client has been provided for non-securities services.